Markets in Financial Instruments Directive

Results: 2330



#Item
31Economy / Finance / Money / Financial markets / Financial regulation / Systemic risk / Stock market / Markets in Financial Instruments Directive / Multilateral trading facility / European Market Infrastructure Regulation / Draft:MiFID II / High-frequency trading

An Introduction to MiFID II www.cummingslaw.com An Introduction to MiFID II

Add to Reading List

Source URL: www.cummingslaw.com

Language: English - Date: 2015-02-04 12:07:02
32Economy / Finance / Money / Financial regulation / European Union directives / Systemic risk / European Union / Markets in Financial Instruments Directive / Best execution / Undertakings for Collective Investment in Transferable Securities Directive / European Union law / Business process management

New Conduct of Business Sourcebook Chapter 11 Dealing and managing COBS 11 : Dealing and managing

Add to Reading List

Source URL: www.handbook.fca.org.uk

Language: English
33Economy / Finance / Money / Financial markets / Systemic risk / European Union / Financial regulation / Markets in Financial Instruments Directive / Specialized investment fund / FSMA / Marketing / Mail

FINAL     Financial  Services  and  Markets  Authority  (FSMA)   Rue  du  Congrès  12-­‐14   B-­‐1000  Brussels    

Add to Reading List

Source URL: www.belsipa.be

Language: English - Date: 2015-07-20 04:24:36
34Economy / Finance / Money / Systemic risk / European Union / Financial regulation / Markets in Financial Instruments Directive / Regulatory Impact Analysis / Bucharest Stock Exchange / Bank / Financial market / Financial Sector Legislative Reforms Commission

Microsoft Word - RIA Final Presentation CNVM Policy Recommendations.doc

Add to Reading List

Source URL: www.spi-romania.eu

Language: English - Date: 2007-10-26 06:14:03
35Economy / Finance / Financial regulation / Money / Systemic risk / European Union / Markets in Financial Instruments Directive / European Market Infrastructure Regulation / Multilateral trading facility / Draft:MiFID II

MIFID II – Reporting And Transparency And Rules Applying To Third Countries

Add to Reading List

Source URL: www.cummingslaw.com

Language: English - Date: 2015-06-04 13:14:50
36Economy / Finance / Money / European Union / Financial regulation / Markets in Financial Instruments Directive / Systemic risk / Conflict of interest / Draft:MiFID II / RSRCHXchange

MIFID II – Conduct Of Business Rules www.cummingslaw.com

Add to Reading List

Source URL: www.cummingslaw.com

Language: English - Date: 2015-02-19 11:38:42
37Economy / Finance / Financial regulation / Money / Financial markets / European Union / Markets in Financial Instruments Directive / Systemic risk / Best execution / Multilateral trading facility

MiFID II/R: Systematic Internalisers A ‘Q&A’ for bond markets July 2015 Q1. What is a systematic internaliser? A. A systematic internaliser (SI), under the EU MiFID regime, is an investment firm that deals on its own

Add to Reading List

Source URL: www.icmagroup.org

Language: English
38Finance / Economy / Financial services / Bank BG BNP Paribas / BNP Paribas / Markets in Financial Instruments Directive / Bank / Investment banking / Saxo Bank

Basic information regarding brokerage services and process of financial instruments offering by the bank (dedicated to clients, who are served in the branches of

Add to Reading List

Source URL: www.bgzbnpparibas.pl

Language: English - Date: 2016-07-26 10:12:08
39Economy / Finance / Money / Systemic risk / Financial regulation / Financial markets / Financial services / Stock market / European Market Infrastructure Regulation / Over-the-counter / Markets in Financial Instruments Directive / Derivative

Edition 6 Markets Regulation Customer Newsletter – June 2016 This is a monthly update presented by business theme to help you understand the changing regulatory landscape. Information prepared as of

Add to Reading List

Source URL: cib.rbs.com

Language: English
40

Directiva sobre Mercados de Instrumentos Financieros (MiFID) La DirectivaCE, conocida como MiFID (Markets in Financial Instruments Directive), pilar del Plan de Acción de Servicios Financieros (PASF), y sus no

Add to Reading List

Source URL: www.r4.com

Language: Spanish - Date: 2016-01-13 06:46:55
    UPDATE